Cross-posted at The Trial Warrior.
My blawging colleague, Ted Folkman over at Letters Blogatory, has an informative post about Syncrude Canada Ltd. v. Highland Consulting Group, Inc. (D. Md. 2013) a recent Maryland District Court decision dealing with service of process under the Hague Service Convention (“Syncrude”).
In Syncrude, the Plaintiff, Syncrude Canada Ltd. (“Syncrude” or “Plaintiff”) brought an action pursuant to the Maryland Uniform Foreign Money-Judgment Recognition Act, Maryland Code, Courts and Judicial Proceedings, §§ 10-701 et seq. (“the Recognition Act”) against Defendants The Highland Consulting Group Inc. (“HCG”), High Energy Consultants, Inc. (“HEC”), and The Highland Group International GmbH (“HGI”) (collectively “the Highland Defendants”).
On July 26, 2011, Syncrude filed a breach of contract action against the Highland Defendants in the Court of Queen’s Bench of Alberta, Case Number 1103 1134 (“Canadian Litigation”). The Highland Defendants were served via registered mail at their respective principal offices pursuant to the Alberta Rules of Court and the Alberta Business Corporation Act. Bittner signed the return receipts acknowledging service for both Maryland Defendants on August 2, 2011. Raz Walter signed a return receipt on behalf of Highland Group International GmbH on August 3, 2011.
In his post, Ted Folkman observes,
Letters Blogatory readers will be familiar with the quirky split in American decisions on the meaning of Article 10(a) of the Hague Service Convention. Article 10(a) is plainly intended to permit service of process by postal channels unless the state of destination objects, and a majority of American courts have reached that result. But a minority of courts say that Article 10(a) permits only service of documents other than summonses via postal channels, because the English version of the Convention uses the word “send” instead of “serve.” The American cases generally have to do with the validity of service abroad in a US civil action. Today’s case asks about the validity of service in the US in a civil action abroad. Fortunately, the judge, after reviewing the split of authority, came down on the side of all that is good and just and held that Article 10(a) does permit service of process by mail.
In the US cases we’ve reviewed, the next question has been: granted that service by mail is permitted by the Convention, must it also be authorized by the law of the forum (namely, the Federal Rules of Civil Procedure or the state court analogue), and if so, is it authorized? Again, today’s case flips this around, asking whether the service by mail was authorized by the law of Alberta. It was. Rule 11.26(1)(a) of the Alberta Rules of Court permits service “by a method provided by these rules for service of the document in Alberta.” Under Rule 11.9(1)(b) service on a corporation is proper if sent “by recorded mail, addressed to the corporation, to the principal place of business or activity,” and under Rule 11.9(2)(b), the service is effected “on the date the acknowledgment of receipt is signed.” [my emphasis added]
Ted Folkman and I have “agreed to disagree” over the issue of whether the Hague Service Convention is mandatory or permissive with respect to Article 10(a). My own view is that it is mandatory, and the issue is determined by reference to Article 10(b) and whether the Contracting State has filed an objection for service by informal channels, rather than requiring service via the designated Central Authority.